基于工具变量法分析科研人员素养对科研创新产出纯技术效率的影响

doi:10.6048/j.issn.1001-4330.2019.05.021

新疆农业科学 ›› 2019, Vol. 56 ›› Issue (5): 972-980.DOI: 10.6048/j.issn.1001-4330.2019.05.021

• 农业经济 • 上一篇

基于工具变量法分析科研人员素养对科研创新产出纯技术效率的影响

任红松^1,2, 张琼³, 王芳³, 赵龙², 李朝晖³, 陈宝峰¹, 郭文超⁴

1.中国农业大学经济管理学院,北京 100083;
2. 新疆农业科学院吐鲁番农业科学研究所,新疆吐鲁番 838000;
3.新疆农业科学院农业经济与科技信息研究所,乌鲁木齐 830091;
4.新疆农业科学院微生物应用研究所,乌鲁木齐 830091

出版日期:2019-05-20 发布日期:2019-05-20
通信作者: 陈宝峰(1957-),男,河南鲁山人,研究方向为投资项目评估,农村区域发展,(E-mail)cbfisu@163.com
郭文超(1966－),男,研究员,博士生导师,(E-mail) gwc1966@163.com
作者简介:任红松(1977-),男,新疆尉犁人,研究方向为管理科学与工程,(E-mail)1134037950@qq.com
基金资助:
自治区公益性科研院所基本科研业务经费资助项目(KY2015080,KYGY2016103)

The Impact of Scientific Research Literacy on the Pure Technical Efficiency of Scientific Research Innovation Output Based on the Instrumental Variable

REN Hong-song^1,2, ZHANG Qiong³, WANG Fang³, ZHAO Long², LI Zhao-hui³, CHEN Bao-feng¹, GOU Wen-chao⁴

1. College of Economics and Management,China Agricultural University,Beijing 100083,China;
2.Research Institute of Applied Microbiology, Xinjiang Academy of Agricultural Sciences, Urumqi, Xinjiang 830091; China;
2.Turpan Research Institute of Agricultural Sciences,Xinjiang Academy of Agricultural Sciences,Turpan Xinjiang 838000,China;
3.Xinjiang Academy of Agricultural Sciences Scientific Research Management Office,Urumqi 830091,China;
4.Institute for Microbiology, Xinjiang Academy of Agricultural Sciences 838000,China

Online:2019-05-20 Published:2019-05-20
Correspondence author: Chen Baofeng(1957-),male,A native of lushan, henan province;The research direction is investment project evaluation, rural regional development, (E-mail)1134037950@qq.com
GUO Wen-chao (1966-), male, researcher, doctoral tutor, research direction: Alien Invasive Species and biological management,(E-mail)
Supported by:
Supported by Basic Scientific R & D Program of Public Welfare Research Institutes of Xinjiang Uygur Autonomous Region(KY2015080 and KYGY2016103)

摘要/Abstract

摘要： 【目的】研究科研人员科研素养对其科研创新的投入产出纯技术效率的影响,找出提升科研产出的途径。【方法】利用新疆农业科学院的178名科研人员作为样本,使用工具变量,结合两阶段最小二乘法与DEA-tobit模型对科研人员科研素养对创新投入产出纯技术效率的影响机理和路径研究并验证。【结果】科研素养,以及其包含科研修养、个人能力和科研基础都显著的影响科研创新投入产出的纯技术效率。当加入年龄、科研平台、第一学历等控制变量之后,科研修养的影响发生了不合常理的变化;当使用两阶段最小二乘法处理科研修养之后,发现个人能力、科研基础直接正向影响科研纯技术效率。【结论】研人员的科研素养中,科研基础、个人能力是直接影响,科研修养是间接影响,即科研素养对科研人员的纯技术效率影响是一个多路径的影响机制。

关键词: 科研创新; 科研素养; 投入产出

Abstract: 【Objective】 By using 178 scientific researchers of Xinjiang Academy of Agricultural Sciences as a sample, this project aims to study the influence of scientific research literacy on the pure technical efficiency of scientific research innovation input and output in the hope of find out the way to improve the scientific research output under the condition of limited scientific research resources. 【Method】In the process of research, the mechanism and path of the influence of scientific research literacy on the pure technical efficiency of innovation input and output were studied and verified by using instrumental variables, combined with two-stage least square method and DEA-tobit model. 【Results】First of all, scientific research literacy,, including scientific research accomplishment, personal ability and scientific research foundation, has a significant impact on the pure technical efficiency of scientific research innovation input and output. Secondly, when controlling variables such as age, scientific research platform and first degree were added, the influence of scientific research accomplishment changed irrationally. Thirdly, when the two-stage least squares method was used to deal with scientific accomplishment, personal ability and scientific research foundation directly affected the pure technical efficiency of scientific research, while scientific research accomplishment was needed to improve efficiency through scientific research platform, age and first education background. 【Conclusion】The above results showed that to improve the efficiency of scientific research output, raise scientific research literacy, and how to utilize the scientific research quality of existing research personnel become equally important issues

Key words: technical efficiency; scientific research literacy; input and output

任红松, 张琼, 王芳, 赵龙, 李朝晖, 陈宝峰, 郭文超. 基于工具变量法分析科研人员素养对科研创新产出纯技术效率的影响[J]. 新疆农业科学, 2019, 56(5): 972-980.

REN Hong-song, ZHANG Qiong, WANG Fang, ZHAO Long, LI Zhao-hui, CHEN Bao-feng, GOU Wen-chao. The Impact of Scientific Research Literacy on the Pure Technical Efficiency of Scientific Research Innovation Output Based on the Instrumental Variable[J]. Xinjiang Agricultural Sciences, 2019, 56(5): 972-980.

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基于工具变量法分析科研人员素养对科研创新产出纯技术效率的影响

The Impact of Scientific Research Literacy on the Pure Technical Efficiency of Scientific Research Innovation Output Based on the Instrumental Variable

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[2]	任红松, 陈宝峰, 赵龙, 艾合买提·买买提, 吴久赟. 基于DEA-TOBIT模型的科研主体分析科研创新投入产出效率[J]. 新疆农业科学, 2018, 55(12): 2331-2342.
[3]	谢艳锋;朱美玲;阿依夏木;马永仁. 投入产出模型下新疆畜牧业产业关联动态变化分析[J]. , 2016, 53(7): 1364-1372.