新疆农业科学, 2023, 60(3): 582-589 DOI: 10.6048/j.issn.1001-4330.2023.03.008

园艺特产·生理生化

核桃叶片氮元素含量的光谱预测模型

马文强,1, 刘佳1, 沈晓贺1, 陈中原2, 杨莉玲,1, 张漫,3

1.新疆农业科学院农业机械化研究所,乌鲁木齐 830091

2.新疆维吾尔自治区产品质量监督检验研究院,乌鲁木齐 830011

3.中国农业大学现代精细农业系统集成研究教育部重点实验室, 北京 100083

Prediction Model of Nitrogen Content in Walnut Leaves Based on Spectrum

MA Wenqiang,1, LIU Jia1, SHEN Xiaohe1, CHEN Zhongyuan2, YANG Liling,1, ZHANG Man,3

1. Agricultural Mechanization Institute,Xinjiang Academy of Agricultural Sciences,Urumqi 830091, China

2. Research Institute of Xinjiang Product Quality Supervision and Inspection,Urumqi 830011, China

3. Key Laboratory of Modern Precision Agriculture System Integration Research, Ministry of Education, College of Information and Electrical Engineering, China Agricultural University, Beijing 100083, China

通讯作者: 杨莉玲(1980-),四川江津人,研究员,博士,研究方向为林果生产加工装备,(E-mail)411450712@qq.com;张漫(1975-),陕西咸阳人,教授,博士,博士生导师,研究方向为智能检测,(E-mail)cauzm@cau.edu.cn

收稿日期: 2022-07-30  

基金资助: 自治区重点研发计划专项(2021B02004-4)
新疆农业科学院科技创新重点培育专项(xjkcpy-004)
自治区“人才引领林果业提质增效”试点工作项目

Corresponding authors: YANG Liling (1980-), female, Sichuan Province, researcher, doctor, research direction of the forestry and fruit production and processing equipment technology, (E-mail)411450712@qq.com;ZHANG Man(1975-), female, Shaanxi, Professor, doctor, research direction of the intelligent detection technology, (E-mail)cauzm@cau.edu.cn

Received: 2022-07-30  

Fund supported: Major Scientific R & D Project of Xinjiang Uygur Autonomous Region(2021B02004-4)
Key S & T Innovation Incubation Project of Xinjiang Academy of Agricultural Sciences(xjkcpy-004)
Pilot Work Project of Xinjiang Uygur Autonomous Region "the Forestry and Fruit Industry to Improve the Quality and Efficiency of the Fruit Industry Led by Talents"

作者简介 About authors

马文强(1986-),新疆库车人,副研究员,博士,研究方向为林果智能化检测,(E-mail)mwq4530@163.com

摘要

【目的】分析325~1 075 nm范围内核桃叶片光谱与叶片氮元素含量的相关性,研究核桃叶片光谱数据预处理和特征波段筛选方法,建立核桃叶片氮元素含量的预测模型,为实现核桃生产中的快速施肥提供参考。【方法】建立多元散射校正 、Savitzky-Golay卷积平滑滤波和小波去噪的组合预处理方法;采用连续投影算法筛选出了特征波段;采用特征波段建立核桃叶片氮元素含量的偏最小二乘回归预测模型。【结果】建立的组合预处理方法对核桃叶片光谱去噪效果较好;采用特征波段建立的核桃叶片氮元素含量的预测模型,模型的验证集决定系数R2达到了0.875,均方根误差RMSE达到了0.697 3 mg/g。【结论】与全光谱数据相比,筛选出的特征波段降低了冗余数据和噪声的影响,提取出了有效成分相关的光谱信息,提高了建模质量。

关键词: 核桃; 光谱分析; 氮元素; 特征波段; 预测模型

Abstract

【Objective】 This project aims to study the correlation between the walnut leaves spectrum of 325-1,075 nm and the content of nitrogen in walnut leaves and explore the walnut leaf spectral data pretreatment and characteristic band screening methods, and establish a prediction model for the nitrogen content of walnut leaves.In order to realize rapid fertilization guidance in walnut production.【Method】 First, a combined pretreatment method of multivariate scattering correction,Savitzky-Golay convolution smoothing filter and wavelet denoising were explored and established; then the feature bands were screened by the continuous projection algorithm; finally the predictive model of the nitrogen content in feature bands of walnut leaves were established by least squares regression.【Results】 The results showed that the established combined pretreatment method had a better denoising effect on walnut leaf spectrum; Using the predictive model of nitrogen content in walnut leaves established in feature bands, the model's validation set determination coefficient R2 reached 0.875, and the root mean square error RMSEP reached to 0.697,3 mg/g.【Conclusion】 Compared with the full spectrum data, this established model reduces the influence of redundant data and noise, extracts the spectral information related to the effective components, and improves the quality of modeling.

Keywords: walnut; spectral analysis; nitrogen; feature band; prediction model

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本文引用格式

马文强, 刘佳, 沈晓贺, 陈中原, 杨莉玲, 张漫. 核桃叶片氮元素含量的光谱预测模型[J]. 新疆农业科学, 2023, 60(3): 582-589 DOI:10.6048/j.issn.1001-4330.2023.03.008

MA Wenqiang, LIU Jia, SHEN Xiaohe, CHEN Zhongyuan, YANG Liling, ZHANG Man. Prediction Model of Nitrogen Content in Walnut Leaves Based on Spectrum[J]. Xinjiang Agricultural Sciences, 2023, 60(3): 582-589 DOI:10.6048/j.issn.1001-4330.2023.03.008

0 引言

【研究意义】近年来,新疆核桃生产规模和产量增长迅速。但在部分核桃主产地出现年产量下降,空瘪壳率较高等现象,影响收获后的核桃果实品质。核桃生产过程中的施肥管理与果仁品质密切相关。当前核桃品质的检测主要采用对核桃果实收获后再进行检测的方法,具有较大的滞后性,无法满足提前对核桃果实品质监控和预测的需求。氮元素是核桃生长所需的大量营养元素,直接影响核桃果实中的蛋白质含量和核桃果实的内部品质。叶片营养元素含量是植物健康状况的直接反映。传统的植物叶面营养诊断多采用化学检测方法,对叶片组织具有破坏性,耗时较长,检测成本较高,难以适应于当前核桃生产规模快速增长的需求。光谱技术具有快速无损的特点,在植物生理营养检测方面已开展了广泛的研究与应用[1-6]。【前人研究进展】光谱技术具有快速无损的特点,在植物生理营养检测方面已开展了研究与应用[1-6],杨红云等[7]研究了4种施氮水平的水稻叶片光谱信息,采用主成分分析和连续投影算法对预处理后的光谱进行特征降维,应用支持向量机建立水稻氮素营养诊断模型结果表明,模型对水稻氮素营养诊断的识别准确率较高,训练集和预测集准确率分别达99.38%和97.50%。石吉勇等[8]采用高光谱图像并结合化学计量学方法检测叶绿素分布,并提出一种诊断黄瓜叶片氮、镁元素亏缺的方法,对预测集氮、镁元素亏缺正确诊断率达90%。孙小香等[9]测定了水稻冠层光谱反射率及叶片全氮浓度,通过光谱指数筛选建立BP神经网络模型,对水稻叶片氮素浓度进行了估测,其验证集决定系数达到0.859,均方根误差为0.302%。庄红梅等[10]采用叶片光谱指数诊断芜菁叶片氮元素敏感时期,发现不同芜菁氮素光谱营养诊断的敏感时期与光谱指数(ND705)之间均存在显著差异(P<0.05)或者极显著差异(P<0.01)。张瑶[11] 采集了苹果叶片在坐果期、生理落果期、果实成熟期的叶片光谱信息,建立了针对叶片氮元素含量的植被指数,实现了叶片氮元素含量的估测。【本研究切入点】传统的植物叶面营养诊断多采用化学检测方法,对叶片组织具有破坏性,耗时较长,检测成本较高,难以适应于当前核桃生产规模快速增长的需求。当前针对叶片氮元素含量的估测研究较为集中。例如采用适当的光谱参数和特征波段,在小麦[12-14]、水稻[15,16]、玉米[17-19]、核桃[20]、红枣[21]、杏[22]、番茄[23]、生菜[24]等。已有基于光谱特征参量的核桃叶片氮素含量估测模型研究[20],并达到了较高的精度,但针对核桃叶片光谱的预处理方法及采用光谱特征波段对核桃叶片氮元素含量进行预测得研究仍然较少。采用适当的光谱参数和特征波段,可使作物叶片的元素含量估测达到较高的精度,并可进一步建立光谱参数及特征波段与作物果实品质指标间的联系,实现对作物果实品质的监控和预测。针对核桃叶片光谱的预处理方法及采用光谱特征波段对核桃叶片氮元素含量进行预测得研究仍然较少。需研究核桃叶片氮元素含量的光谱预测模型有重要意义。【拟解决的关键问题】采用光谱分析方法研究核桃叶片氮元素含量与光谱特征间的关系,建立基于光谱特征波段的核桃叶片氮元素含量预测模型,为核桃生产中实时快速的施肥管理及后续研究中建立核桃叶片光谱特征与果实内部品质间的关系提供参考。

1 材料与方法

1.1 材料

核桃叶片样品采集地点为新疆喀什地区叶城县夏合甫乡核桃生产示范园,位于叶城县城区西北方向约13 km。该地为温带大陆性干旱气候,年平均气温11.3℃,平均年降水量54 mm,平均年无霜期228 d,水土条件良好,光热资源丰富,适合核桃生长。生产示范园面积6 hm2(90亩),核桃种植株行距为5 m×6 m,树龄7~9 a,林相整齐,未与其他农作物间作,种植的温185和新新22个品种互为授粉树。核桃叶片样品采集时间为7月中旬。选取园内长势较好的5颗树采样。分别在同一颗树的东、西、南、北4个方向采集当年新生叶梢中无病虫害及破损的叶片,每个叶梢采集顶叶、倒1叶、倒2叶各1片。每棵树在每个方向采集10个叶梢,得到顶叶、倒1叶、倒2叶叶样各1份,每份叶样包含10个叶片,共采集叶样60份。图1

图1

图1   核桃叶片位置示意

Fig.1   Position of walnut leaves


1.2 方法

1.2.1 光谱采集

叶片采集后立即在田间进行光谱反射率信息采集。光谱采集仪器为美国ASD公司生产的FieldSpec HandHeld2型便携式地物光谱仪。仪器光谱范围为325~1 075 nm,光谱分辨率为3 nm,采样间隔为1 nm。采集叶片光谱信息时,将光谱仪固定在三角架上,镜头垂直向下,采用黑色底板作为背景;采样前先用标准白板对光谱仪进行校正和优化,然后将擦拭干净的叶片迎光面向上置于光谱仪镜头下方采集光谱信息,采集光谱信息时尽量保证周围无遮挡物以减小环境杂散光的影响。每个叶片采集5组光谱数据,每采集10min对仪器进行1次校正优化。

1.2.2 氮元素检测

采集光谱反射率信息后立即将叶样装入密封的保鲜袋中送往实验室进行化学检测,采用凯氏定氮法检测叶样全氮含量。

1.3 数据处理

采用多种光谱数据预处理方法处理原始光谱数据,包括多元散射校正(MSC)、标准正态化(SNV)、一阶微分(FD)、二阶微分(SD)、Savitzky-Golay卷积平滑滤波(S-G)和小波去噪算法。采用偏最小二乘回归算法(PLSR)建立预处理后的全光谱数据针对氮元素含量的预测模型,随机抽取2/3样本数据作为校正集,剩余样品数据作为验证集,以100次采样的预测模型验证集的平均决定系数R2和验证集均方根误差RMSE作为评价指标,用于对预处理效果评判,优选出适用于核桃叶片氮元素含量预测组合预处理方法。

在MSC预处理的基础上,采用SNV、一阶微分、二阶微分和Savitzky-Golay卷积平滑滤波算法进行预处理,并对比不同预处理方法的预测建模效果,Savitzky-Golay卷积平滑滤波预处理后的数据仍然在首尾两端保留了较多的系统噪声,采用小波去噪算法对Savitzky-Golay卷积平滑滤波预处理后的数据进行处理。采用db4小波函数对数据进行1~4层去噪处理。采用筛选出的特征波段建立核桃叶片氮元素含量的PLSR模型,模型主成分数为5。将样本数据按2∶1的比例划分为校正集与验证集,分别用于PLSR模型的训练与验证。采用预测模型验证集的决定系数R2和均方根误差RMSE作为评价指标,对模型预测效果进行评价和分析。

2 结果与分析

2.1 核桃叶片光谱特征与氮含量化学检测光谱曲线

研究表明,在440~460 nm和640~660 nm波段范围内反射率较低,在660 nm的红色光谱附近形成了较明显的低谷(红谷),而在550 nm的绿色光谱附近形成了一个反射峰(绿峰)。在750~1 075 nm的近红外光谱范围内,由于叶片吸光作用较小,形成了一个高反射率的平台,而在680~750 nm波段范围内光谱反射率急剧升高,形成了一个陡峭的红边。由于采用被动式光谱采集方式,受环境噪声和仪器系统噪声影响较大,在光谱数据中含有大量噪声,尤其首尾两端受系统噪声影响较大。图2

图2

图2   核桃叶片光谱曲线

Fig.2   Walnut leaf spectrum curve


核桃叶片样本氮元素含量测量值分布在13.363~22.291 mg/g,均值为19.216 mg/g,标准差为2.54 mg/g。

2.2 光谱预处理

研究表明,采用MSC、SNV、FD、SD、S-G和小波去噪5种方法对原始光谱数据进行预处理,采用处理后的光谱数据建立核桃叶片氮元素含量的全光谱PLSR预测模型。表1

表1   原始光谱与MSC预处理光谱氮元素含量预测建模比较

Tab.1  Comparison of predictive modeling of nitrogen content between original Spectra and MSC pretreatment spectra

预处理方法
Pretreatment
method
PLSR
主成分数
Number of
principal
components
of PLSR
校正集
Calibration set
验证集
Validation set
均方
根误差
RMES
(mg/g)
决定
系数
R2
均方
根误差
RMSE
(mg/g)
决定
系数
R2
未处理
None
50.644 80.842 42.796 40.596 0
多元散射校正
MSC
50.616 80.870 31.411 50.721 4

新窗口打开| 下载CSV


MSC预处理后的光谱,与原始光谱相比MSC预处理光谱曲线的一致性得到了增强,模型的校正集和验证集决定系数有所提升,均方根误差得到降低:校正集决定系数R2由0.842 4提高到0.870 3;验证集R2由0.59 6提高到0.721 4;校正集均方根误差RMSE由0.644 8减低到0.616 8;验证集RMSE由2.796 4减低到1.411 5。MSC预处理有效的降低了散射光的影响,增强了成分含量相关的光谱有效信息。图3

图3

图3   MSC预处理后的核桃叶片光谱曲线

Fig.3   Spectral curve of walnut leaves after MSC pretreatment


SNV预处理光谱的预测建模效果并没有明显提升。采用一阶微分和二阶微分预处理的光谱,模型校正集评价指标有较好的提升,而验证集评价指标明显劣化。当固定拟合多项式阶数为4,窗口宽度取9时,对光谱数据达到了较好的拟合与滤波效果,有效成分相关光谱信息得到了进一步增强:模型校正集R2提高到0.880 1;验证集R2提高到0.756 8;校正集RMSE减低到0.609 7;验证集RMSE减低到1.246。表2

表2   不同光谱预处理方法氮元素含量预测建模比较

Tab.2  Comparison of prediction modeling of nitrogen content in different spectral pretreatment methods

预处理方法
Pretreatment
method
PLSR
主成分数
Number of
principal
components
of PLSR
校正集
Calibration set
验证集
Validation set
均方
根误差
RMES
(mg/g)
决定
系数
R2
均方
根误差
RMSE
(mg/g)
决定
系数
R2
标准正态化
SNV
50.617 70.870 81.4430.723 3
一阶微分
FD
50.221 40.946 63.633 50.404 5
二阶微分
SD
50.3320.930 53.982 10.386 1
卷积平滑滤波
Savitzky-
Golay
S-G
50.609 70.880 11.2460.756 8

新窗口打开| 下载CSV


随着分解层数的增加,光谱曲线越来越平滑,去除噪声效果较明显。处理后的数据建立的PLSR模型氮元素含量预测结果为当分解层数为1时,db4小波去噪光谱PLSR预测模型对氮元素含量的预测效果都有一定的提升:其中模型验证集R2增长到了0.771 4, RMSE降低到1.127 mg/g。图4,表3

图4

图4   db小波去噪处理的核桃叶片光谱曲线

Fig.4   Spectral curve of walnut leaves processed by db wavelet denoising


表3   不同分解层数小波去噪预处理光谱的氮元素含量预测建模比较

Tab.3  Comparison of predictive modeling of nitrogen content based on wavelet denoising pretreatment spectra with different decomposition layers

分解层数
Decompo
sition
layers
PLSR
主成分数
Number of
principal
components
of PLSR
校正集
Calibration set
验证集
Validation set
均方
根误差
RMES
(mg/g)
决定
系数
R2
均方
根误差
RMSE
(mg/g)
决定
系数
R2
150.5950.8931.1270.771 4
250.632 10.862 41.4710.728
350.880 30.791 22.492 70.632 3
450.896 40.796 52.6530.646 6

新窗口打开| 下载CSV


2.3 核桃叶片氮元素含量特征波段的筛选

研究表明,当参与建模特征波段数目增加,PLSR模型的均方根误差逐渐减小;当特征波段数目为20时,模型的均方根误差最小,为0.221 9 mg/g,筛选出特征波段主要分布在光谱曲线的绿峰、红谷及近红外波段范围。图5,图6

图5

图5   参与建模变量数目下模型均方根误差变化

Fig.5   The Influence of the Number of Variables Participating in Modeling on the Root Mean Square Error of the Model


图6

图6   筛选出的特征波段点位置分布

Fig.6   Location distribution of selected feature band points


2.4 特征波段的核桃叶片氮元素含量PLSR预测

研究表明,模型的校正集决定系数R2达到了0.904 2,均方根误差RMSE达到了0.595 mg/g;与全光谱数据相比,验证集决定系数R2由0.771 4提升到了0.875,均方根误差RMSE由1.127 mg/g减低到了0.697 3 mg/g。采用连续投影算法筛选出的特征波段与全光谱数据相比,大幅减少了冗余数据,降低的噪声的影响,提取出了有效成分相关的光谱信息。图7

图7

图7   特征波段的PLSR模型氮元素含量预测结果

Fig.7   Prediction results of nitrogen content in PLSR model based on feature wavebands


3 讨论

3.1 在光谱数据的预处理试验中,SNV预处理光谱的预测建模效果并没有明显提升,可能是因为经过MSC预处理后样本表面散射噪声已经得到了较好的消除,而样品外形较一致,不存在表面颗粒大小不同而对反射光谱造成的影响。一阶微分和二阶微分预处理的光谱预测模型验证集评价指标反而劣化,可能是由于微分处理较好的消除了低频噪声的影响,但对高频噪声进行了增强,降低了模型预测效果。Savitzky-Golay卷积平滑滤波算法可以有效降低环境背景及系统噪声的影响,但需要对窗口宽度和拟合多项式阶数进行合适的选择[25,26],通过测试分析,当固定拟合多项式阶数为4,窗口宽度取9时,Savitzky-Golay卷积平滑滤波算法处理效果较好,但仍然在首尾两端保留了较多的系统噪声。小波消噪算法对光谱数据两端保留的系统噪声进行了有效的抑制,但随着分解层数增加时,光谱信息中的有效信息受到损失,模型质量也随之下降[27,28]。确定采用MSC+SG卷积平滑滤波+小波去噪的组合预处理方法,对核桃叶片元素光谱去噪效果较好。

3.2 进一步采用连续投影算法筛选出了20个特征波段,并采用筛选出的特征波段建立了核桃叶片氮元素含量的PLSR预测模型,与全光谱数据相比模型预测效果具有较明显的提升。采用连续投影算法筛选出的特征波段与全光谱数据相比,大幅减少了冗余数据,降低的噪声的影响,提取出了有效成分相关的光谱信息[29]。与前人研究相比[20],采用光谱特征波段对核桃叶片氮元素含量进行预测,为核桃叶片营养的快速无损检测提供了新的思路,但建立的模型是否具有时间、地域及品种的普适性,将在后续研究中进一步进行验证。

3.3 研究中采用被动式光谱采集方式,受环境和仪器系统噪声影响较大,可能造成光谱数据质量降低,下一步研究中考虑将ASD Handheld地物光谱仪与植物探头及光纤相配套,组建主动式光谱采集系统,进一步提升对核桃叶片氮元素含量的预测效果。

4 结论

4.1 以核桃叶片为研究对象采用核桃叶片光谱信息,开展光谱数据的组合预处理方法研究,针对核桃叶片氮元素含量,建立了基于特征波段的PLSR预测模型。

4.2 核桃叶片氮元素含量的PLSR预测模型验证集R2由0.596增长到了0.771 4, RMSE由2.796 4降低到1.127 mg/g;采用连续投影算法筛选出的特征波段可有效减少了冗余数据和噪声的影响。与全光谱数据相比模型预测效果具有较明显的提升,与全光谱数据相比核桃叶片氮元素含量的PLSR模型预测效果具有较明显的提升,验证集决定系数R2进一步提升到了0.875,均方根误差RMSE减低到了0.697 3 mg/g。

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The correlation of total nitrogen content with leaf spectral reflectance and SPAD values in different maize varieties

[J]. Soil and Fertilizer Sciences in China, 2015,(3):34-39.

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A nitrogen spectral response model and nitrogen estimation of summer maize during the entire growth period

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胡珍珠, 潘存德, 肖冰, .

基于光谱特征参量的核桃叶片氮素含量估测模型

[J]. 农业工程学报, 2015, 31(9):180-186.

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HU Zhenzhu, PAN Cunde, XIAO Bing, et al.

Spectral characteristic parameter-based models for foliar nitrogen concentration estimation of Juglans regia

[J]. Transactions of the Chinese Society of Agricultural Engineering, 2015, 31(9):180-186

[本文引用: 3]

丁雅, 王振锡, 瞿余红, .

枣叶片N素质量分数高光谱估算模型

[J]. 东北林业大学学报, 2018, 46(11):45-50.

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Hyperspectral estimation model for nitrogen content of jujube leaves

[J]. Journal of Northeast Forestry University, 2018, 46(11):45-50.

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胡珍珠, 潘存德, 王世伟, .

轮台白杏叶片氮磷钾含量光谱估算模型

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Models for estimating foliar NPK content of armeniaca vulgaris ‘Luntaibaixing’ using spectral reflectance

[J]. Xinjiang Agricultural Sciences, 2013, 50(2):238-248.

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朱咏莉, 李萍萍, 毛罕平, .

生菜叶片光谱红边参数对氮营养的响应特征分析

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Response features of red edge parameters for lettuce leaf spectra under different nitrogen levels

[J]. Transactions of The Chinese Society for Agricultural Machinery, 2011, 42(11):174-177.

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乔星星, 冯美臣, 杨武德, .

SG平滑处理对冬小麦地上干生物量光谱监测的影响

[J]. 山西农业科学, 2016, 44(10):1450-1454.

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Effect of SG smoothing processing on predicting the above ground dry biomass of winter wheat

[J]. Journal of Shanxi Agricultural Sciences, 2016, 44(10): 1450-1454.

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刘桂松, 郭昊淞, 潘涛, .

Vis-NIR光谱模式识别结合SG平滑用于转基因甘蔗育种筛查

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PMID      [本文引用: 1]

LIU Guisong, GUO Haosong, PAN Tao, et al.

Vis-nir spectroscopic pattern recognition combined with SG smoothing applied to breed screening of transgenic sugarcane

[J]. Spectroscopy and Spectral Analysis, 2014, 34(10):2701-2706.

PMID      [本文引用: 1]

Based on Savitzky-Golay (SG) smoothing screening, principal component analysis (PCA) combined with separately supervised linear discriminant analysis (LDA) and unsupervised hierarchical clustering analysis (HCA) were used for non-destructive visible and near-infrared (Vis-NIR) detection for breed screening of transgenic sugarcane. A random and stability-dependent framework of calibration, prediction, and validation was proposed. A total of 456 samples of sugarcane leaves planting in the elongating stage were collected from the field, which was composed of 306 transgenic (positive) samples containing Bt and Bar gene and 150 non-transgenic (negative) samples. A total of 156 samples (negative 50 and positive 106) were randomly selected as the validation set; the remaining samples (negative 100 and positive 200, a total of 300 samples) were used as the modeling set, and then the modeling set was subdivided into calibration (negative 50 and positive 100, a total of 150 samples) and prediction sets (negative 50 and positive 100, a total of 150 samples) for 50 times. The number of SG smoothing points was ex- panded, while some modes of higher derivative were removed because of small absolute value, and a total of 264 smoothing modes were used for screening. The pairwise combinations of first three principal components were used, and then the optimal combination of principal components was selected according to the model effect. Based on all divisions of calibration and prediction sets and all SG smoothing modes, the SG-PCA-LDA and SG-PCA-HCA models were established, the model parameters were optimized based on the average prediction effect for all divisions to produce modeling stability. Finally, the model validation was performed by validation set. With SG smoothing, the modeling accuracy and stability of PCA-LDA, PCA-HCA were signif- icantly improved. For the optimal SG-PCA-LDA model, the recognition rate of positive and negative validation samples were 94.3%, 96.0%; and were 92.5%, 98.0% for the optimal SG-PCA-LDA model, respectively.Vis-NIR spectro- scopic pattern recognition combined with SG smoothing could be used for accurate recognition of transgenic sugarcane leaves, and provided a convenient screening method for transgenic sugarcane breeding.

杨玮, 李民赞, 孙红, .

温室黄瓜叶片近红外图像消噪算法与含氮量快速检测

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YANG Wei, LI Minzan, SUN Hong, et al.

Denoising algorithm of multispectral images and nonlinear estimation ofnitrogen content of cucumber leaves in greenhouse

[J]. Transactions of The Chinese Society for Agricultural Machinery, 2013, 44(7):216-221.

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M. Araújo, T. Saldanha, R. Galvao, et al.

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高洪智, 卢启鹏, 丁海泉, .

基于连续投影算法的土壤总氮近红外特征波长的选取

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PMID      [本文引用: 1]

GAO Hongzhi, LU Qipeng, DING Haiquan, et al.

Choice of characteristic near-infrared wavelengths for soil total nitrogen based on successive projection algorithm

[J]. Spectroscopy and Spectral Analysis, 2009, 29(11):2951-2954.

PMID      [本文引用: 1]

The present paper proposed how to select characteristic near-infrared wavelength for soil total nitrogen by using successive projection algorithm (SPA). Spectral data are compressed by SPA in the first place to obtain the raw wavelengths. Then the group of wavelengths derived from SPA is screened by their contributions to the total nitrogen. The insensitive wavelengths for total nitrogen are eliminated, improving the parsimony of the calibration model. For the 85 soil samples in total nitrogen, SPA was used to select the raw wavelengths. After screening on contribution, the number of wavelengths dropped from 12 by direct SPA to 6. Finally, the calibration model using wavelengths selected by screening on contribution after SPA showed the correlation coefficient (R(p)) of 0.913 and the root mean square error of prediction (RMSEP) of 0.011%. This model is as precise as the one before screening on contribution, and more precise than the result derived from partial least square (PLS) for the whole spectrum. The results demonstrate that the number of wavelengths selected by SPA can be reduced without significantly compromising prediction performance using the screening on contribution. The 6 selected total nitrogen wavelengths in this paper can be a reference for designing smart filter NIR spectrometer.

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